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Determinations

Determinations are records of the decisions made by the various disciplinary panels as to whether a member has committed misconduct.

The determinations of the cases heard under the Disciplinary Scheme are reported below in accordance with the guidance on Publication issued by the Disciplinary Committee. An updated version of the Publication Guidance came into effect on 1 August 2023. This version applies to complaints being considered under the Disciplinary Scheme effective from 1 August 2023.

For complaints being considered under previous versions of the Disciplinary Scheme, the previous version of the Publication Guidance applies. 

Records of decisions made by a Capacity for Membership Panel are not called determinations; instead, these are called orders.

In the following section, you can find links to all publishable determinations and orders published under these processes.

Disciplinary Tribunal Panel determinations

2025 cases

2024 cases

  • Ms Chengyue Zhou (lapsed Student), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 14 May 2024, ÌÒ×ÓÊÓÆµ, online hearing
  • Mr Liyaquat Khan FIA, ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 23 April 2024, ÌÒ×ÓÊÓÆµ, online hearing
  • Mrs Anne Pettifor FIA, ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 15 April 2024, ÌÒ×ÓÊÓÆµ, online hearing
  • Mr Patrick Lee (Resigned), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 9 May 2023, 15, 16, 17 January 2024 and 26 March 2024, ÌÒ×ÓÊÓÆµ, online hearing. Varied on appeal, ÌÒ×ÓÊÓÆµ Appeals Tribunal Panel, 29 November 2024, 3 December 2024, and 22 April 2025.
  • Ms Tamanna Goel (lapsed member), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 23 and 24 January 2024, ÌÒ×ÓÊÓÆµ, online hearing

2023 cases

2022 cases

2021 cases

2020 cases

  • Mr Chi Foong Wong (Student Member), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 11 November 2020, ÌÒ×ÓÊÓÆµ, on-line hearing 
  • Ms Katherine Watkin (lapsed member), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 12 October 2020, ÌÒ×ÓÊÓÆµ, on-line hearing.
  • Mr Norman Head, ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, Readmission for Membership, 5 October 2020, ÌÒ×ÓÊÓÆµ, on-line hearing.
  • Mr Mahir Alam (lapsed member), ÌÒ×ÓÊÓÆµ Disciplinary Tribunal Panel, 27 May 2020, ÌÒ×ÓÊÓÆµ, on-line hearing.

Adjudication Panel determinations

2025 cases

2024 cases

2023 cases

2022 cases

2021 cases

2020 cases

Disciplinary Orders

2024 Cases

Capacity for membership hearings

  • There are no current published orders.

FRC Actuarial Scheme

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